Phillips Nizer LLP | Sophisticated Legal Service | Securities Law Alert - SEC Staff Declines to Permit a Finder in a Securities Offering to Receive Transaction-Based Compensation Without Being Registered as a Broker-Dealer
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Securities Law Alert - SEC Staff Declines to Permit a Finder in a Securities Offering to Receive Transaction-Based Compensation Without Being Registered as a Broker-Dealer

06/01/2010